Consultant, Risk and Compliance

Key Highlights

• Participate in remote Operational Due Diligence (ODD) reviews of fund managers and their third parties including administrators, custodians, IT/service providers, and middle/back office providers via videoconference.
• Review and evaluate key processes and controls including trading lifecycle processes, compliance monitoring, NAV/valuation, cash management, reconciliations, fee calculations, corporate actions, and fund accounting.
• Assess IT general controls (access management, change management, backups), application controls, cybersecurity posture, business continuity/disaster recovery, and vendor management practices.
• Analyze documentation including data request responses, policies, audit reports, and regulatory reports.
• Write high quality, in-depth reports detailing key risks, observations, and operational processes.